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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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SUP 3.2 Purpose

RCB 4.2 Enforcement powers and penalties

COLL 14.2 Registration with the Charity Commission

SYSC 19B.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 1.3 Information gathering and publication

DTR 2.2 Disclosure of inside information

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 9.3 The definition

PERG 15.5 Negative scope/exclusions

PERG 4.4 What is a regulated mortgage contract?

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation