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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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EG 4.11 Approach to interviews and interview procedures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2A.4 Power and procedure for RAP penalties and censures

FEES 4.2 Obligation to pay periodic fees

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 6.3 Recognition requirements

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

ICOBS 2.2 Communications to clients and financial promotions

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation