Search Result

1261 - 1280 of 1333 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

TC App 5.1

As Published: 2010

TC App 5.1

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

DTR 3.1

As Published: 2005

DTR 3.1

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales