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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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