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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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