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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration