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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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