Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

…

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 1.1A Application

SUP 11.4 Requirements on firms

PERG 4.7 Entering into a regulated mortgage contract

PERG 8.16 Financial promotions concerning funeral plans

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

ICOBS 8.1 Insurers: general

LR 8.4 Role of a sponsor: transactions

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

MCOB 8.3 Application of rules in MCOB 4

LR 5.4 Restoring listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)