Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR 3.1 Approval of prospectus

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 4.9 Disciplinary measures

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

MAR 9.4 Supervisory regime

SUP App 2.7 Capital resources below the level of individual capital guidance

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 3.14A Operation of a trading venue

COLL 8.3 Investor relations

REC 2.11 Custody

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

FEES 2.1 Introduction

PERG 5.15 Illustrative tables

PRIN 2.1 The Principles

REC 2.8 Settlement and clearing facilitation services

SUP 16.20 Submission of recovery plans and information for resolution plans

SYSC 13.8 External events and other changes

SUP App 3.3 Background

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 2.2 Method of satisfying the recognition requirements