Search Result

481 - 500 of 1413 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]