Search Result

341 - 360 of 517 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application