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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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Similar To

REC 6A.2 Removal of passport rights from EEA market operator

IFPRU 2.2 Internal capital adequacy assessment process

SYSC 19A.1 General application and purpose

SUP 10C.16 References and accurate information

EG 6.4 Publicity in RDC cases

EG 15.4 Disqualification under section 249 or section 261K

SUP 11.6 Subsequent notification requirements by firms

SUP 8.3 Applying for a waiver

REC 2.7A Position management and position reporting in relation to commodity derivatives

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 6.1 Introduction and legal background

SYSC 19C.3 Remuneration principles

PERG 5.15 Illustrative tables

COLL 8.5 Powers and responsibilities

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

PERG 16.2 What types of funds and businesses are caught?

SUP 8.6 Publication of waivers

SYSC 4.4 Apportionment of responsibilities

PERG 7.3 Does the activity require authorisation?

EG 4.14 Joint investigations with the PRA