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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SYSC 4.5

As Published: 2015

SYSC 4.5

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

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