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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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