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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

MAR 10.4 Position reporting

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 3.1 Application

SYSC 5.1 Skills, knowledge and expertise

COND 1.3 General

DTR 8.2 Approval as a primary information provider

CASS 7.19 Clearing member client money sub-pools

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 5.12 Link between activities and the United Kingdom

FEES 4.2 Obligation to pay periodic fees

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

FEES 3.1 Introduction

PERG 1.2 Introduction

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

GEN 1.3 Emergency

SUP 10C.16 References and accurate information