Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

…

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.3 Applying for a waiver

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

DTR 8.4 Continuing obligations

SUP 10A.13 Application for approval and withdrawing an application for approval

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

DEPP 4.1 Executive decision maker

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 6.6B UCITS depositaries

SUP 18.4 Friendly Society transfers and amalgamations

REC 3.5 Disciplinary action and events relating to members of the management body

LR 19.5 Disclosures

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy