Search Result

261 - 280 of 1722 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements