Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

…

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

LR App 1.1 Relevant definitions

COLL 6.6B UCITS depositaries

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 5.13 Appointed representatives

EG 2.1 Case selection and the use of enforcement powers

DEPP 6.5D Serious financial hardship

PERG 8.21 Company statements, announcements and briefings

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.13 Application for approval and withdrawing an application for approval

BIPRU 12.8 Cross-border and intra-group management of liquidity

DISP 1.11 The Society of Lloyd's

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COND 1.1A Application

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

FIT 2.3 Financial soundness

EG 19.20 Payment Services Regulations 2017