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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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LR 9.2 Requirements with continuing application

SYSC 4.7

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 3.21 Criminal offences and civil prohibitions

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 11.6 Winding up, merger and division of master UCITS

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 19.30 The Mortgage Credit Directive Order

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COCON 1.1 Application

SUP 18.2 Insurance business transfers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation