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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose