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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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