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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

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Similar To

COLL 8.6 Termination, suspension, and schemes of arrangement

CASS 1.4 Application: particular activities

COBS 15.2 The right to cancel

SYSC 4.2 Persons who effectively direct the business

COLL 5.4 Stock lending

REC 4.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 4.11 Approach to interviews and interview procedures

SUP 10C.7 Other overall responsibility function (SMF18)

EG 19.22 Decision making under the Payment Services Regulations

DTR 7.2 Corporate governance statements

LR 13.4 Class 1 circulars

REC 2.7 Access to facilities

COBS 2.4 Agent as client and reliance on others

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy