Search Result

1121 - 1140 of 1535 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

TC App 5.1

As Published: 2010

TC App 5.1

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex