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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 15A.1 Application and notifications under EMIR

RCB 2.3 Determination of registration

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 5A.5 Systems and controls for algorithmic trading

SUP 15.11 Notification of COCON breaches and disciplinary action

DEPP 7.2 Interviews

MAR 5.10 Operation of an SME growth market