Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

PR App 1.1

As Published: 2005

PR App 1.1

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 12.2 FOS ADR levy

COND 2.3 Effective supervision

CASS 12.2 Treatment of client money

DTR 6.2 Filing information and use of language

SUP 16.20 Submission of recovery plans and information for resolution plans

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

LR 9.6 Notifications

APER 4.1 Statement of Principle 1

SUP 15.12 Ongoing alerts for retail adviser complaints

SYSC 8.1 General outsourcing requirements

IFPRU 11.7 Notifications

PERG 5.14 Exemptions

PERG 8.3 Financial promotion