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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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