Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

…

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 10.2 Classifying transactions

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

MCOB 6A.2 General

LR 12.6 Treasury shares

IFPRU 4.15 Credit risk mitigation

CASS 1A.1 Application

LR 6.8 Warrants or options to subscribe

PERG 8.11 Types of exemption under the Financial Promotion Order

BIPRU 3.7 Classification of off-balance-sheet items

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COBS 3.7 Providing clients with a higher level of protection

COBS 4.9 Financial promotions with an overseas element

CONC 7.15 Statute barred debts