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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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