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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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