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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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