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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SYSC 4.9

As Published: 2015

SYSC 4.9

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure