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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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Similar To

RCB 4.2 Enforcement powers and penalties

COCON 3.1 General factors for assessing compliance

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PERG 9.7 The investment condition: the 'reasonable investor'

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

CONC 4.2 Pre-contract disclosure and adequate explanations

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SYSC 19C.3 Remuneration principles

FEES 1.1 Application and Purpose

CASS 5.6 Client money distribution

TC 2.1 Assessing and maintaining competence