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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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