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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

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Similar To

PERG 6.7 Examples

PR 4.2 Third country issuers

SUP 13.6 Changes to branches

SUP 5.4 Appointment and reporting process

EG 19.23 Electronic Money Regulations 2011

COBS 19.7 Retirement risk warnings

CASS 9.4 Information to clients concerning custody assets and client money

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

REC 3.5 Disciplinary action and events relating to members of the management body

REC 3.20 Disciplinary action relating to members

EG 5.7 The relevance of settled cases to subsequent action

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy