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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PR App 1.1

As Published: 2005

PR App 1.1

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets