Search Result

381 - 400 of 1721 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives