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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO