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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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