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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

COND 1.3 General

As Published: 2013

COND 1.3 General

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SYSC 4.6

As Published: 2015

SYSC 4.6

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM