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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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