Search Result

281 - 300 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

IFPRU 10.1 Application

As Published: 2014

IFPRU 10.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA