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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PR 5.3 Certificate of approval

PR 3.1 Approval of prospectus

BIPRU 1.2 Definition of the trading book

REC 3.14A Operation of a trading venue

GEN 5.1 Application and purpose

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

GENPRU 1.3 Valuation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 10A.6 FCA governing functions

COLL 6.2 Dealing