Search Result

241 - 260 of 1431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator