Search Result

241 - 260 of 1271 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation