Search Result

221 - 240 of 1633 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 1.1 Application

As Published: 2005

REC 1.1 Application