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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers