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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
FCA controlled functions
8(FCA controlled functions for FCA-authorised persons and appointed representatives)
Type
CF
Description of FCA controlled function
FCA governing functions*
1
Director function
2
Non-executive director function
3
Chief executive function
4
Partner function
5
Director of unincorporated association function
9
7
Significant management function*
29
Significant management function
Customer-dealing function3
30
Customer function
*FCA significant-influence functions
