Search Result

421 - 440 of 1506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing