Search Result

241 - 260 of 1533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application