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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms